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Compliance In Focus
Posted by Melissa Wollerman on Tue, Jul 31, 2018

Implementing Electronic Regulatory Binders in Your Study

In a previous blog published towards the end of 2013 titled “Essential Documents – What WillImplementing Electronic Regulatory Binders in Your Study Regulatory Binder Look Like in 5 Years?”, the blog encompasses the potential of Regulatory Binders becoming electronic. Now almost five years later, many sites and Sponsors have explored and implemented the electronic filing capability.

According to the applicable Federal Regulations, the following is noted on maintaining records:

'A participating investigator must maintain the following accurate, complete and current records relating to the investigator’s participation in an investigation: (1) all correspondence with another investigator, an IRB, the sponsor, a monitor, or FDA, including required reports'. (CFR Title 21, Part 812.140 (a) Investigator records)

In ICH GCP, the following guidance is provided:

The investigator/institution should maintain the trial documents as specified in Essential Documents for the Conduct of a Clinical Trial and as required by the applicable regulatory requirement(s). Filing essential documents at the investigator/institution and sponsor sites in a timely manner can greatly assist in the successful management of a trial by the investigator, sponsor, and monitor.’ (ICH GCP 4.9.4 and 8.1)

As you may have noticed, the regulation and guidance do not mention how sites and Sponsors need to maintain the Regulatory Binder, only that they must be maintained.

Implementing an electronic Regulatory Binder may seem a bit out of your comfort zone; however, with the costs of office supplies, decreasing office space and a potential for misfiling, the benefits of electronic filing can be immense.

Technology is ever developing

An electronic trial master file, or eTMF, is an essential tool kept and maintained by the site and Sponsor to house all necessary regulatory documents throughout a study. Electronic filing can be utilized with the latest and greatest computer software, spreadsheets and charts; whatever it may be that keeps a site or Sponsor well organized.

Increased productivity

The goal of electronic filing is aimed to be fast and efficient, eliminating tedious tasks such as printing, scanning and filing. Tracking down an Investigator for a signature on a regulatory document can be challenging at some sites. These valuable signatures can easily be captured in an electronic file, where the Investigator can complete at their leisure.

Less binders equals more space

Many monitors, site or Sponsor personnel can attest to the fact that study binders take up a lot of space. These binders grow throughout a study and can crowd an area very rapidly. Rather than shuffling through these binders to find that one document you’ve been searching for, try creating a cloud-based filing system that allows you to store and access all study documents on any laptop or tablet.

Cost Effective

The cost of paper, ink and other typical office supplies can add up over the duration of a study. Looking into a cost effective electronic filing system can help save the site and Sponsor both time and money.

Enhanced Security

Have you ever experienced a site that does not maintain the Regulatory Binder in a locked, secure location? As mentioned in Daily Documentation Essentials: A Tour of the Regulatory Binder, “All Essential Documents should be stored in a locked cabinet or office. Only the study team, monitor and regulatory authorities should have access to study-related documentation.” What happens when a site does not maintain secured study-related documents? A safe option that many sites and Sponsors are leaning towards is role-based access software to implement safeguards throughout a study.

Have you changed your filing system in an effort to “go green” or to take advantage of the latest technological advances? If yes, how is this benefiting you?

Clinical Monitoring Service CTA

photo credit: (rickprokoschStacks 3/365 via photopin (license)

Topics: ICH GCP, Electronic Regulatory Binders


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